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EHJ September 2004, pages 288
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In the first of a two-part series, Julie Barratt looks
at how the behaviour of parties in court can influence
how a case proceeds
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It is a truism to say that evidence is what establishes a case.
Most EHPs could list the sorts of evidence that can be presented
in court without difficulty - oral testimony, real evidence, documentary
evidence and so on. In some cases however, the most valuable evidence
is not that carefully prepared before the case commences, rather
it is evidence that emerges during examination-in-chief or cross-examination
of the witness in the case, being evidence of reaction or behaviour.
In his instructions to the jury, the judge will often tell them
not to take notes, but to watch the person giving evidence, and
note their behaviour and reactions. Someone who goes deathly pale
and blusters when confronted with a piece of previously unseen
evidence may have something to hide, equally someone who is very
smooth and unruffled may not. It is for the jury then to decide
whether a witness is genuine but terrified of the whole process
or an accomplished liar who has prepared his performance well.
It is not just the behaviour of the witnesses that may influence
a case. Newspapers regularly carry stories about the reaction of
the family and friends of the victims in court cases, and their
reaction to the appearance of the defendant, the verdict or the
adequacy of the sentence handed down. This behaviour generally
has little influence on a jury, since it can hardly be considered
to be a neutral view.
The behaviour of the other parties in the court, more intimately
connected with the case can influence the jury or magistrates.
Lawyers have their behaviour down to a fine art - the slow raising
of an eyebrow or the removal of a pair of glasses is not just part
of a fine piece of theatre, but is intended to suggest to the court
that the lawyer does not believe a word of what he has just heard,
and neither therefore should the court. For that reason, lawyers
have to be measured, and, notwithstanding what appears to be common
understanding of their role in television programmes, they should
not influence the court with gestures or comments. What about the
behaviour of other parties? What are the jury to make of policemen
who fall about, convulsed with laughter, as the defendant puts
his case? They are bound to believe that the police know it to
be fiction and possibly take the same view. An EHP who has given
evidence and sits in court may find the evidence of the defendant
incredulous, or the comments of the defence solicitor in mitigation
farcical, and may feel frustrated in the extreme that he or she
cannot counter it.
The temptation to go into eye rolling or head shaking mode is
considerable, as it may be seen as the only way in which the evidence
being advanced can be challenged. The temptation must be resisted
because behaviour in court that may influence the magistrates or
jury can form the ground for appeal. There is no legitimate mechanism
whereby a defence solicitor can recall a prosecution witness to
cross-examine them as to why they are shaking their head - and
no defence solicitor in his right mind would seek to do so, given
the answers that such a line of questioning may throw up. The better
course of action is to appeal on the grounds that behaviour of
the performing party may have influenced the magistrates or jury
and to seek to have the verdict set aside and a retrial ordered.
Magistrates are generally more robust than juries. In a case of
which I am aware, in such circumstances they indicated that, although
they had been aware of the gesturing, their decision had not been
influenced by it, and dismissed the appeal. It is more difficult
to determine the effect such behaviour may have on a jury, and,
given that the defendant is always entitled to the benefit of any
doubt that exists, in such circumstances a retrial may be ordered.
There are then two problems - the first is that the defence is
thoroughly pre-warned of the totality of the prosecution case.
The second is the very real prospect of a wasted costs order being
made against the party whose behaviour brought the first trial
to a close.
Prosecutors are not totally impotent - the trick is to get your
retaliation in first. Proper briefing of the prosecuting lawyer
such that avenues that may have been open to the defence are closed
before they are explored is the best way forward. The defence must
be made aware of the previous history of the defendant to ensure
that they are aware of the danger of bringing it into play. Next
month, I will consider how this can be done.
Julie Barratt is director of CIEH Wales
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