New Health and Safety Executive regulations on the management
of asbestos in non-domestic premises are aimed at reducing
asbestos-related deaths. Nick Warburton explains how the new
regulations will affect local authorities and why they need
to start preparing now
Asbestos-related deaths may not grab the national headlines, but
the fact that around 3,000 preventable deaths per year are attributed
to past exposure remains a sobering statistic. The Health and Safety
Executive (HSE) has mounted a sustained campaign to encourage those
responsible for managing asbestos in buildings to act now before
the regulations are introduced later this year. The HSE anticipates
that the new duty to manage will save around 4,000 lives in coming
years.
Every day thousands of building and maintenance workers such as
electricians and cabling installers for fire alarms may unwittingly
be dicing with death by disturbing building materials that include
asbestos. Asbestos-containing materials (ACMs) can be found in a
whole range of buildings, including factories, offices, schools
and hospitals. ACMs pose no risk to public health if they are in
a good condition and are left undisturbed. The problems arise if
ACMs are not properly managed and asbestos fibres are released into
the environment.
The effect on workers' health is not noticeable in the short-term
but can lead to serious illness many years later and in some cases
an unpleasant death. Workers exposed to asbestos in the building
and maintenance trades in the 1970s, for instance, are only now
being diagnosed with asbestos-related diseases, such as mesothelioma,
due to the long latency period. It has been estimated that around
one quarter of the UK's 3,000 annual deaths can be attributed to
these trades.1
In October 2001, the HSE launched a five-year campaign asking
those responsible for the management of premises to "recognise
serious health risk, identify source and manage proactively such
risks". The campaign has targeted around 1.5 million workplace
properties that are believed to still contain asbestos, in addition
to four million plus small and medium-sized enterprises (SMEs).
Local authorities will have a key role to play both as duty holders
and as enforcers. In their enforcement capacity, local authorities
have an important advisory role through inspection and a partnership
role spreading the HSE's campaign message, so that duty holders
will be better informed about what the regulations require of them.
The Control of Asbestos at Work Regulations (CAW), governing all
work with asbestos, were introduced in 1987. CAW was later amended
in the Health and Safety Regulations 1998, to cover all those who
are likely to be exposed to asbestos. These regulations placed a
general duty on employers to prepare a risk assessment, to make
written arrangements to protect those at risk and to maintain workplace
buildings so that workers and occupants are protected from asbestos
exposure.
While in principle these measures provide a safeguard, the problem
is that often duty holders cannot make a good assessment of the
risk, as information on asbestos in the building is not always available.
The new proposals amend the 1998 regulations by explaining how the
work is to be done. A supporting Approved Code of Practice has also
been proposed, offering advice on identifying asbestos, maintaining
a plan of location and condition of asbestos, assessing risks, preparing
a management plan and setting up suitable management systems to
control asbestos.2
While the introduction of the regulations is proposed for later
this year, the HSE has set aside an additional 18-month lead-in
period for implementation, as few duty holders are expected to put
into place all of the necessary measures required by the 2002 deadline.
When the new duty to manage does finally come into force, local
authorities will need to satisfy themselves that duty holders have
identified where asbestos is located and taken the necessary measures
to protect workers and the general public.
According to Brian Trevette, asbestos campaign co-ordinator at
the HSE, duty holders have two options when deciding if materials
contain asbestos. Either they can assume that asbestos is present
and bring in a surveyor to take a sample of materials for analysis
or, alternatively they must provide evidence that proves conclusively
that the material is not asbestos. The information gathered must
then be noted down and "recorded in a form that ensures it
gets to all those who will need it, including building and maintenance
workers".
The HSE has already issued several pieces of guidance, including
MDHS 100, which sets out details for sampling and the assessment
of ACMs. The guidance explains in great detail what a professional
surveyor would be expected to do and also informs local authorities
on what they should expect of that surveyor.
The process appears simple enough, but some concerns have been
raised. First, when duty holders are expected to note down where
asbestos is on the premises, they will often need to produce their
own plans as information on asbestos may not always be available.
In the process of making such a plan, the HSE has suggested that
duty holders can undertake a thorough visual survey of the entire
premises, including external fittings, to locate and record where
possible ACMs are located.3
While carrying out this type of survey, the duty holder should
note down any ACMs that are labelled. In cases where the duty holder
is not sure whether asbestos is present, or cannot gain access to
the area, further action is required. This means carrying out a
full survey where samples are taken from suspected areas. Christine
Walker, technical officer for health and safety at Dacorum DC, says
the visual survey is a useful place to start as it "gives the
employer a good idea of whether to investigate further".
However, the Chartered Institute of Environmental Health expressed
concern during the consultation process that most duty holders would
"not have sufficient knowledge of ACMs to undertake a meaningful
inspection". The CIEH added that a person undertaking the visual
examination would require some experience of identifying ACMs if
the examination were to be effective. Many commentators have also
questioned the practicalities of undertaking a full survey. Mark
Tasker, senior EHO in the asbestos unit at Manchester MBC, says
that the number of competent and properly trained surveyors to carry
out this kind of survey is limited. He estimates that if all duty
holders undertook just one survey each, it could take about 10 years
to cover all the work. Alan Conway, health and safety officer at
the Corporation of London is also extremely doubtful that there
will be enough trained people at the end of the 18-month lead-in
time to carry out effective surveys.
Another important area of concern is the accessibility of the information
detailing where asbestos is located in the building, particularly
to those who are likely to come into contact with it, such as building
and maintenance workers. As Mr Tasker points out, "there is
no point in registering the information if it is tucked away at
the back of a filing cabinet. It needs to be widely available so
that it can be referred to before any work is done".
However, while it may seem common sense, information can be difficult
to understand by others if written in an overly complicated way.
To avoid unnecessary risk, duty holders should register all information
clearly and in a readable format. Local authority enforcers can
greatly assist in this by checking during inspections that the duty
holder has complied.
Properly managing the risks remains vital to protecting public
safety. Material that is in a good condition and is unlikely to
be damaged or disturbed will pose no risk and consequently should
be left in place. The duty holder however, will still need to put
into a place a management system, which ensures that the material
is kept in a good state of repair and that it is not damaged or
disturbed in the future. However, in cases where the asbestos material
is in a poor condition, the duty holder may need to seal off the
asbestos or remove it by calling in HSE-licensed contractors.
In addition to the new regulation, the HSE is also proposing to
amend the Health and Safety (Enforcing Authority) Regulations 1998.
The amendment will clear up a long-standing confusion over regulatory
responsibility and ultimately increase the involvement of local
authorities in asbestos.
These regulations allocate responsibility between the HSE and local
authorities for enforcing the Health and Safety at Work etc Act
1974 on a general basis for the main activities carried out in premises.
However, in Schedule 2 of the regulations, which covers construction
work carried out on insulation board in a physically segregated
area of the premises, enforcement carried out in an enclosure is
currently handled by the HSE even on premises enforced by local
authorities. The new proposals will allow local authority enforcement
officers to take formal action themselves if asbestos is identified,
rather than call on HSE inspectors.
The HSE meanwhile has set up a number of asbestos training courses
to provide guidance to local authority officers. It has also produced
additional materials to assist local authorities with their duties.
As part of its five-year campaign, the HSE is in the process of
developing a workshop pack to be used as a training tool for local
authority employers due out in the next few months. The package
contains details on the basic principles of how to manage the risk
of asbestos and will also include a free video, How are you today?,
and a free leaflet which gives basic advice on what the duty to
manage requires.
Local authorities are well placed to raise duty holders' awareness
of asbestos risk in the workplace. Using their expertise and knowledge
of asbestos, they can assist duty holders to take the necessary
steps to manage proactively the potential risks. By doing so, thousands
of lives will be saved from an unnecessary and unpleasant death.
References
A summary of the proposals for the Control of Asbestos at Work
Regulations, the Health and Safety Commission.