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EHJ
January 2005, pages 20-22
Every day EHPs make ethical decisions. As practitioners become
increasingly involved in the wider public health agenda, Dr Susan
Lammin argues it's time for a proper debate about the ethical implications
surrounding environmental health
When it comes to human rights, most environmental health practitioners
are well aware of their legal obligations. EHPs who work in the
public sector are probably as aware, if not more aware, of the
European Convention on Human Rights and the Human Rights Act as
any other professional in public service. But they will also be
aware that there are situations in which the manner of their actions
is incompatible with this legislation. In fact, a lot of the legislation
under which local authorities have a duty to act has the potential
to breach a person's rights.
For instance, by serving a noise abatement notice, an EHP can
impinge on a person's right of respect for their private or family
life. Yet, if they fail to intervene to resolve a nuisance, their
inaction can inhibit a person's peaceful enjoyment of their property
and vice versa. When an EHP seeks and subsequently grants an antisocial
behaviour order, this impinges on an individual's right to liberty
and may affect their right to freedom of assembly and association,
depending on the terms of the order. These are powerful pieces
of legislation. The introduction of the cabinet system during the
modernisation of local government and the necessary increase in
officer delegation has meant that EHPs in some local authorities
are now able to wield quite substantial power.
The use of power is an ethical dilemma that extends beyond the
interpretation of legislation. In Principles of biomedical ethics,
Tom Beauchamp and James Childress present four ethical principles
on ethical decision-making - respect for autonomy, non-maleficence,
beneficence and justice and veracity.
RESPECT FOR AUTONOMY
Personal autonomy is people's capacity to choose freely and to
be able to direct their own lives. In every day life, EHPs regularly
seek to control the behaviour or responses of others through persuasion,
coercion or the overt use of legislative powers, for example, by
badgering a food handler to make more regular and better use of
the wash-hand basin or trying to dissuade the smoker from "lighting
up" at work. Challenging a person's autonomy to achieve what
is perceived to be a wider benefit is a regular feature of an enforcement
officer's life.
EHPs also exert more subtle influences, sometimes unintentionally.
Exercising reasonable choice - taking decisions on the basis of
deliberation - is a cornerstone of personal autonomy. But if a
reasonable choice that is based on adequate understanding is to
be made, a person needs balanced, unbiased information in an accessible
form. If an EHP intentionally fails to provide essential information
or if it is provided in written form, in terms couched to confuse
or obscure the key facts, then is that person not acting unethically?
If the act was deliberate, then there is probably an ethical debate
to be had. But what about the unintentional effect of the use of
jargon?
As a case officer, the need to remain as objective as possible
during an investigation, even when making subjective assessments,
is impressed on EHPs at an early stage of practical training. From
a legal standpoint, to exhibit bias towards one party in a dispute
before the evidence has been assessed may prejudice later action.
When viewed from an ethical perspective this absence of bias becomes
even more important. If a case is investigated from a skewed perspective,
and the investigator failed to present an unbiased account of findings,
is the recipient of the information not inhibited in trying to
make an informed choice, based on that information?
NON-MALEFICENCE
The notion of remaining unbiased in any dispute where an EHP is
invited to investigate, mediate or arbitrate raises another ethical
consideration. The concept of non-maleficence is "do no harm".
The difficulty is that one act can have two possible effects -
one good outcome and one harmful, unintended effect. EHPs faced
with a busy reactive caseload are regularly challenged by the need
to achieve a balanced outcome. The rule is that the harmful side
effect should always be proportionally less than the benefit.
An example of this dilemma arose where a couple with learning
difficulties, who were living independently in the community, were
the victims of a campaign of abuse from within their own family.
As a result of this mistreatment, the couple feared the bully and
others, and would not answer the door. Waste materials were thrown
into the garden and subsequently built up and regular small arson
attacks were carried out on piles of materials in the garden. Inevitably,
the environmental health department received a complaint from a
neighbour who was concerned about the rats being attracted to the
gardens by the waste and the burnt remnants of belongings. The
ethical dilemma is clear - does an EHP serve a notice on a victimised,
stressed and confused couple when rats are discovered? The notice
would resolve the rat problem but what of the harm to the individuals
who are intellectually unable to cope with the situation they find
themselves in and emotionally in a state of acute anxiety.
BENEFICENCE
When faced with a complex case like this, many EHPs will seek
to find a solution to the underlying problem, to make life better
for the couple. It is the principle of "doing good" and
acting for the benefit of others that drives many in the profession.
This urge to improve a situation is the foundation of our profession
and is exemplified in the CIEH's motto Amicus humani generis (friend
of the human race).
David Seedhouse offers some rules to assist ethical decision-making
in Ethics: the heart of health care. He says that one ought not
to inflict evil or harm, one ought to prevent evil or harm, one
ought to remove evil, and one ought to do or promote good. The
provision of rules makes the dilemma seem deceptively simple to
resolve. It is not.
Considering that there are occasions when EHPs act in a manner
that is incompatible with human rights legislation, denying or
interfering with a person's human rights could be seen as inflicting
harm. However, beneficence is often interpreted via the principle
of proportionality where the risks to the individual are justified
by the wider benefits. It is known that beneficence can conflict
with autonomy, where a refusal to consent to change can conflict
with a professional view that change is in their best interest.
This may arise where an employee is compelled to change working
practices because they put themselves, or others, at risk of harm.
The notion that the professional is competent to judge what is
in a person's best interest better than the individual is essentially
paternalistic. In Value of life: an introduction to medical ethics,
John Harris defines paternalism as "the belief that it can
be right to order the lives of others for their own good, irrespective
of their own wishes or judgements". Another difficulty arises
in determining a person's best interests for them. It is often
difficult to determine in what sphere their needs should be protected
or championed and what areas are less important. Does the physical
need take precedence over cultural, emotional and social needs?
This balancing of cultural and social demands can be particularly
challenging if the professional adopting the paternalistic stance
is not familiar with the cultural or social norms of the individual.
JUSTICE AND VERACITY
Even where an intervention has been deemed necessary because it
is seen to be in the best interests of the individual, or of significant
wider benefit, the action must still be seen to be fair. Justice
is synonymous with fairness. Writing about medical ethics in the
British Medical Journal, Raanan Gillon offers three categories
of justice - distributive justice, the fair distribution of scarce
resources; rights-based justice, the respect for people's rights;
and legal justice, the respect for morally acceptable laws.
The concept of justice may provide ethical dilemmas for those
making ethical decisions about service provision and cost effectiveness.
Tom Beauchamp and James Childress note that the distribution of
resources should be governed by equity and fairness but the inequalities
in our society are acknowledged. Inequalities exist in an economic,
social and health context. There are also inequalities in the provision
of environmental health services across the country in terms of
both quality and scope of services. However, some of these inequalities
in service are justified - the variations to meet local needs do
not necessarily produce inequity in services. Raanan Gillons says
that the ethical concept of justice is more than equality. It is
fair and proportionate treatment according to need.
The final element of justice is veracity. Truthfulness and openness
are essential in building co-operative relationships. Both are
essential to an EHP. However, the notion of openness poses some
difficulties. Openness is governed by legislative constraints -
data protection acts, Freedom of Information Act, Health and safety
at Work, 1974 etc. Act. Openness is also constrained by the individual's
conflicting right to privacy. It may be that the evolution of strategies
to meet the needs of the Freedom of Information Act may provide
a useful source of additional guidance about achieving openness
in the future. Until then, it will remain a matter of balance.
Each case will have to be considered on its merits.
Ethical decision-making is part of an EHP's daily activities at
all levels from problem solving for individual cases to developing
strategies and determining resource allocation. The principles
for making ethical clinical decisions and decisions about cost
effectiveness in health care are widely disseminated and debated.
Those same ethical principles are integral to our profession but
are generally less often discussed. As the profession strives to
gain wider recognition within the broadening public health agenda,
perhaps is a good time to encourage debate about the ethical implications
of our work.
Dr Susan Lammin FCIEH, MIOSH, MIOA is head of environmental health
services at Huntingdonshire DC. Tel: 01480 388280, e-mail: susan.lammin@huntsdc.gov.uk
The views expressed in this article are those of the author and
do not necessarily reflect those of her employer.
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